Fully-Disclosed and Advisor

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<?xml version='1.0' encoding='UTF-8'?>
<Process>
<Execution ECA_XML_Schema_Version="15-Nov-2018">
<Execution_Date>2022/01/10 04:19:41</Execution_Date>
<Process_File>TestMaster_2022-01-10_041941692_241603.xml</Process_File>
<Client>TestMaster</Client>
<Client_Master_Acct>I0000000</Client_Master_Acct>
</Execution>
<Applications>
<Application External_ID="TesterID" Status="Success">
<Customer>Test Tester</Customer>
<Users>
<User external_id="551194199" user_id="76844368" password="tester123">johnsmith123</User>
</Users>
<Accounts>
<Account external_id="551194199" status="N">U0000001</Account>
</Accounts>
<Entities>
<Entity external_id="tester123">123123123</Entity>
</Entities>
<Documents>
<Document Form_Number="1005" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form1005.pdf" Status="Accepted" />
<Document Form_Number="2109" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form2109_zh-Hans.pdf" Status="Accepted" />
<Document Form_Number="2192" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form2192.pdf" Status="Accepted" />
<Document Form_Number="3024" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form3024.pdf" Status="Accepted" />
<Document Form_Number="3044" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form3044.pdf" Status="Accepted" />
<Document Form_Number="3070" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form3070.pdf" Status="Accepted" />
<Document Form_Number="3071" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form3071.pdf" Status="Accepted" />
<Document Form_Number="3074" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form3074.pdf" Status="Accepted" />
<Document Form_Number="3076" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form3076.pdf" Status="Accepted" />
<Document Form_Number="3081" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form3081.pdf" Status="Accepted" />
<Document Form_Number="3089" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form3089.pdf" Status="Accepted" />
<Document Form_Number="3094" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form3094.pdf" Status="Accepted" />
<Document Form_Number="3230" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form3230.pdf" Status="Accepted" />
<Document Form_Number="4003" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form4003.pdf" Status="Accepted" />
<Document Form_Number="4016" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form4016.pdf" Status="Accepted" />
<Document Form_Number="4070" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form4070.pdf" Status="Accepted" />
<Document Form_Number="4155" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form4155.pdf" Status="Accepted" />
<Document Form_Number="4208" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form4208.pdf" Status="Accepted" />
<Document Form_Number="4212" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form4212.pdf" Status="Accepted" />
<Document Form_Number="4304" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form4304.pdf" Status="Accepted" />
<Document Form_Number="5001" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/TestMaster_2022-01-10_041941692_241603.xml.forms/Form5001.pdf" Status="Accepted" />
<Document Form_Number="6108" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form6108.pdf" Status="Accepted" />
<Document Form_Number="9130" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form9130.pdf" Status="Accepted" />
<Document Form_Number="6112" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form6112.pdf" Status="Accepted" />
<Document Form_Number="4289" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form4289.pdf" Status="Accepted" />
<Document Form_Number="4024" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form4024.pdf" Status="Accepted" />
<Document Form_Number="4215" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/TestMaster_2022-01-10_041941692_241603.xml.forms/Form4215.pdf" Status="Accepted" />
<Document Form_Number="4216" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/TestMaster_2022-01-10_041941692_241603.xml.forms/Form4216.pdf" Status="Accepted" />
<Document Form_Number="4217" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/TestMaster_2022-01-10_041941692_241603.xml.forms/Form4217.pdf" Status="Accepted" />
</Documents>
</Application>
</Applications></Process>

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<?xml version='1.0' encoding='UTF-8'?>
<Process>
<Execution ECA_XML_Schema_Version="15-Nov-2018">
<Execution_Date>2022/01/10 04:19:41</Execution_Date>
<Process_File>TestMaster_2022-01-10_041941692_241603.xml</Process_File>
<Client>TestMaster</Client>
<Client_Master_Acct>I0000000</Client_Master_Acct>
</Execution>
<Applications>
<Application External_ID="TesterID" Status="Success">
<Customer>Test Tester</Customer>
<Users>
<User external_id="551194199" user_id="76844368" password="tester123">johnsmith123</User>
</Users>
<Accounts>
<Account external_id="551194199" status="N">U0000001</Account>
</Accounts>
<Entities>
<Entity external_id="tester123">123123123</Entity>
</Entities>
<Documents>
<Document Form_Number="1005" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form1005.pdf" Status="Accepted" />
<Document Form_Number="2109" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form2109_zh-Hans.pdf" Status="Accepted" />
<Document Form_Number="2192" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form2192.pdf" Status="Accepted" />
<Document Form_Number="3024" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form3024.pdf" Status="Accepted" />
<Document Form_Number="3044" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form3044.pdf" Status="Accepted" />
<Document Form_Number="3070" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form3070.pdf" Status="Accepted" />
<Document Form_Number="3071" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form3071.pdf" Status="Accepted" />
<Document Form_Number="3074" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form3074.pdf" Status="Accepted" />
<Document Form_Number="3076" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form3076.pdf" Status="Accepted" />
<Document Form_Number="3081" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form3081.pdf" Status="Accepted" />
<Document Form_Number="3089" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form3089.pdf" Status="Accepted" />
<Document Form_Number="3094" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form3094.pdf" Status="Accepted" />
<Document Form_Number="3230" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form3230.pdf" Status="Accepted" />
<Document Form_Number="4003" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form4003.pdf" Status="Accepted" />
<Document Form_Number="4016" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form4016.pdf" Status="Accepted" />
<Document Form_Number="4070" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form4070.pdf" Status="Accepted" />
<Document Form_Number="4155" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form4155.pdf" Status="Accepted" />
<Document Form_Number="4208" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form4208.pdf" Status="Accepted" />
<Document Form_Number="4212" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form4212.pdf" Status="Accepted" />
<Document Form_Number="4304" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form4304.pdf" Status="Accepted" />
<Document Form_Number="5001" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/TestMaster_2022-01-10_041941692_241603.xml.forms/Form5001.pdf" Status="Accepted" />
<Document Form_Number="6108" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form6108.pdf" Status="Accepted" />
<Document Form_Number="9130" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form9130.pdf" Status="Accepted" />
<Document Form_Number="6112" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form6112.pdf" Status="Accepted" />
<Document Form_Number="4289" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form4289.pdf" Status="Accepted" />
<Document Form_Number="4024" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form4024.pdf" Status="Accepted" />
<Document Form_Number="4215" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/TestMaster_2022-01-10_041941692_241603.xml.forms/Form4215.pdf" Status="Accepted" />
<Document Form_Number="4216" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/TestMaster_2022-01-10_041941692_241603.xml.forms/Form4216.pdf" Status="Accepted" />
<Document Form_Number="4217" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/TestMaster_2022-01-10_041941692_241603.xml.forms/Form4217.pdf" Status="Accepted" />
</Documents>
<Pending_Tasks>
<Task Task_Number="425212005" Form_Number="8137" Form_Name="Au10tix Identity Verification" Action="to send" Is_Required_For_Approval="true" Is_Required_For_Trading="false" Is_Online_Task="false" external_id="REG19151_Comsec_NonQI_Individual_Test" URL="https://secure-me.au10tixservicesstaging.com?token=rP2YCGblvEkYewG25imK&api=aHR0cHM6Ly9ldXMtYXBpLmF1MTB0aXhzZXJ2aWNlc3N0YWdpbmcuY29tL3NlY3VyZS1tZS92MQ%3D%3D" Created_Date="2023-01-09T15:25:35.326" Expiry_Date="2023-01-10T15:25:35.326"/>
</Pending_Tasks>
</Application>
</Applications></Process>

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<?xml version='1.0' encoding='UTF-8'?>
<Process>
<Execution ECA_XML_Schema_Version="15-Nov-2018">
<Execution_Date>2022/01/10 04:19:41</Execution_Date>
<Process_File>TestMaster_2022-01-10_041941692_241603.xml</Process_File>
<Client>TestMaster</Client>
<Client_Master_Acct>I0000000</Client_Master_Acct>
</Execution>
<Applications>
<Application External_ID="TesterID" Status="Success">
<Customer>Test Tester</Customer>
<Users>
<User external_id="551194199" user_id="76844368" password="tester123">johnsmith123</User>
</Users>
<Accounts>
<Account external_id="551194199" status="N">U0000001</Account>
</Accounts>
<Entities>
<Entity external_id="tester123">123123123</Entity>
</Entities>
<Documents>
<Document Form_Number="1005" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form1005.pdf" Status="Accepted" />
<Document Form_Number="2109" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form2109_zh-Hans.pdf" Status="Accepted" />
<Document Form_Number="2192" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form2192.pdf" Status="Accepted" />
<Document Form_Number="3024" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form3024.pdf" Status="Accepted" />
<Document Form_Number="3044" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form3044.pdf" Status="Accepted" />
<Document Form_Number="3070" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form3070.pdf" Status="Accepted" />
<Document Form_Number="3071" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form3071.pdf" Status="Accepted" />
<Document Form_Number="3074" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form3074.pdf" Status="Accepted" />
<Document Form_Number="3076" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form3076.pdf" Status="Accepted" />
<Document Form_Number="3081" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form3081.pdf" Status="Accepted" />
<Document Form_Number="3089" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form3089.pdf" Status="Accepted" />
<Document Form_Number="3094" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form3094.pdf" Status="Accepted" />
<Document Form_Number="3230" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form3230.pdf" Status="Accepted" />
<Document Form_Number="4003" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form4003.pdf" Status="Accepted" />
<Document Form_Number="4016" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form4016.pdf" Status="Accepted" />
<Document Form_Number="4070" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form4070.pdf" Status="Accepted" />
<Document Form_Number="4155" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form4155.pdf" Status="Accepted" />
<Document Form_Number="4208" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form4208.pdf" Status="Accepted" />
<Document Form_Number="4212" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form4212.pdf" Status="Accepted" />
<Document Form_Number="4304" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form4304.pdf" Status="Accepted" />
<Document Form_Number="5001" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/TestMaster_2022-01-10_041941692_241603.xml.forms/Form5001.pdf" Status="Accepted" />
<Document Form_Number="6108" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form6108.pdf" Status="Accepted" />
<Document Form_Number="9130" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form9130.pdf" Status="Accepted" />
<Document Form_Number="6112" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form6112.pdf" Status="Accepted" />
<Document Form_Number="4289" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form4289.pdf" Status="Accepted" />
<Document Form_Number="4024" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form4024.pdf" Status="Accepted" />
<Document Form_Number="4215" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/TestMaster_2022-01-10_041941692_241603.xml.forms/Form4215.pdf" Status="Accepted" />
<Document Form_Number="4216" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/TestMaster_2022-01-10_041941692_241603.xml.forms/Form4216.pdf" Status="Accepted" />
<Document Form_Number="4217" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/TestMaster_2022-01-10_041941692_241603.xml.forms/Form4217.pdf" Status="Accepted" />
</Documents>
<Pending_Tasks>
<Task Task_Number="345875048" Form_Number="8002" Form_Name="Proof of address" Action="to send" Is_Required_For_Approval="true" Is_Required_For_Trading="false" Is_Online_Task="false"/>
<Task Task_Number="180399844" Form_Number="8001" Form_Name="Proof of identity and date of birth" Action="to send" Is_Required_For_Approval="true" Is_Required_For_Trading="false" Is_Online_Task="false"/>
</Pending_Tasks>
</Application>
</Applications></Process>

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<?xml version='1.0' encoding='UTF-8'?>
<Process>
<Execution ECA_XML_Schema_Version="15-Nov-2018">
<Execution_Date>2022/01/10 04:19:41</Execution_Date>
<Process_File>TestMaster_2022-01-10_041941692_241603.xml</Process_File>
<Client>TestMaster</Client>
<Client_Master_Acct>I0000000</Client_Master_Acct>
</Execution>
<Applications>
<Application External_ID="TesterID" Status="Success">
<Customer>Test Tester</Customer>
<Users>
<User external_id="551194199" user_id="76844368" password="tester123">johnsmith123</User>
</Users>
<Accounts>
<Account external_id="551194199" status="N">U0000001</Account>
</Accounts>
<Entities>
<Entity external_id="tester123">123123123</Entity>
</Entities>
<Documents>
<Document Form_Number="1005" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form1005.pdf" Status="Accepted" />
<Document Form_Number="2109" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form2109_zh-Hans.pdf" Status="Accepted" />
<Document Form_Number="2192" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form2192.pdf" Status="Accepted" />
<Document Form_Number="3024" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form3024.pdf" Status="Accepted" />
<Document Form_Number="3044" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form3044.pdf" Status="Accepted" />
<Document Form_Number="3070" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form3070.pdf" Status="Accepted" />
<Document Form_Number="3071" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form3071.pdf" Status="Accepted" />
<Document Form_Number="3074" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form3074.pdf" Status="Accepted" />
<Document Form_Number="3076" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form3076.pdf" Status="Accepted" />
<Document Form_Number="3081" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form3081.pdf" Status="Accepted" />
<Document Form_Number="3089" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form3089.pdf" Status="Accepted" />
<Document Form_Number="3094" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form3094.pdf" Status="Accepted" />
<Document Form_Number="3230" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form3230.pdf" Status="Accepted" />
<Document Form_Number="4003" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form4003.pdf" Status="Accepted" />
<Document Form_Number="4016" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form4016.pdf" Status="Accepted" />
<Document Form_Number="4070" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form4070.pdf" Status="Accepted" />
<Document Form_Number="4155" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form4155.pdf" Status="Accepted" />
<Document Form_Number="4208" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form4208.pdf" Status="Accepted" />
<Document Form_Number="4212" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form4212.pdf" Status="Accepted" />
<Document Form_Number="4304" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form4304.pdf" Status="Accepted" />
<Document Form_Number="5001" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/TestMaster_2022-01-10_041941692_241603.xml.forms/Form5001.pdf" Status="Accepted" />
<Document Form_Number="6108" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form6108.pdf" Status="Accepted" />
<Document Form_Number="9130" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form9130.pdf" Status="Accepted" />
<Document Form_Number="6112" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form6112.pdf" Status="Accepted" />
<Document Form_Number="4289" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form4289.pdf" Status="Accepted" />
<Document Form_Number="4024" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form4024.pdf" Status="Accepted" />
<Document Form_Number="4215" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/TestMaster_2022-01-10_041941692_241603.xml.forms/Form4215.pdf" Status="Accepted" />
<Document Form_Number="4216" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/TestMaster_2022-01-10_041941692_241603.xml.forms/Form4216.pdf" Status="Accepted" />
<Document Form_Number="4217" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/TestMaster_2022-01-10_041941692_241603.xml.forms/Form4217.pdf" Status="Accepted" />
<Document Form_Number="8001" File_Name="/home/users/webpub/eca_ws/20210810/fd_sowjanya_qa/fd_sowjanya_qa_2021-08-10_123841827_883301.xml.forms/Form8001.pdf" Status="Received- being processed"/>
<Document Form_Number="8002" File_Name="/home/users/webpub/eca_ws/20210810/fd_sowjanya_qa/fd_sowjanya_qa_2021-08-10_123841827_883301.xml.forms/Form8002.pdf" Status="Received- being processed"/>
<Document Form_Number="5001" File_Name="/home/users/webpub/eca_ws/20210810/fd_sowjanya_qa/fd_sowjanya_qa_2021-08-10_123841827_883301.xml.forms/Form5001.pdf" Status="Accepted"/> </Documents>
</Documents>
</Application>
</Applications></Process>

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5013 Not Processed
<?xml version='1.0' encoding='UTF-8'?>
<Process>
<Execution ECA_XML_Schema_Version="15-Nov-2018">
<Execution_Date>2022/01/10 04:19:41</Execution_Date>
<Process_File>TestMaster_2022-01-10_041941692_241603.xml</Process_File>
<Client>TestMaster</Client>
<Client_Master_Acct>I0000000</Client_Master_Acct>
</Execution>
<Applications>
<Application External_ID="TesterID" Status="Success">
<Customer>Test Tester</Customer>
<Users>
<User external_id="551194199" user_id="76844368" password="tester123">johnsmith123</User>
</Users>
<Accounts>
<Account external_id="551194199" status="N">U0000001</Account>
</Accounts>
<Entities>
<Entity external_id="tester123">123123123</Entity>
</Entities>
<Documents>
<Document Form_Number="5013" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form2013.pdf" Status="I/O error file processing /home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form5013.pdf" />
</Documents>
<Pending_Tasks>
<Task Form_Number="5013" Form_Name="Trading Control and Ownership Certification" Action="to sign" Is_Required_For_Approval="false" Is_Required_For_Trading="false" Is_Online_Task="true" />
</Pending_Tasks>
</Application>
</Applications>
</Process>

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5013 Not Processed
<?xml version='1.0' encoding='UTF-8'?>
<Process>
<Execution ECA_XML_Schema_Version="15-Nov-2018">
<Execution_Date>2022/01/10 04:19:41</Execution_Date>
<Process_File>TestMaster_2022-01-10_041941692_241603.xml</Process_File>
<Client>TestMaster</Client>
<Client_Master_Acct>I0000000</Client_Master_Acct>
</Execution>
<Applications>
<Application External_ID="TesterID" Status="Success">
<Customer>Test Tester</Customer>
<Users>
<User external_id="551194199" user_id="76844368" password="tester123">johnsmith123</User>
</Users>
<Accounts>
<Account external_id="551194199" status="N">U0000001</Account>
</Accounts>
<Entities>
<Entity external_id="tester123">123123123</Entity>
</Entities>
<Documents>
<Document Form_Number="5013" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form2013.pdf" Status="File has a different SHA-1 check sum in the archived original" />
</Documents>
<Pending_Tasks>
<Task Form_Number="5013" Form_Name="Trading Control and Ownership Certification" Action="to sign" Is_Required_For_Approval="false" Is_Required_For_Trading="false" Is_Online_Task="true" />
</Pending_Tasks>
</Application>
</Applications>
</Process>

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<?xml version='1.0' encoding='UTF-8'?>
<Process>
<Execution ECA_XML_Schema_Version="15-Nov-2018">
<Execution_Date>2022/01/10 04:19:41</Execution_Date>
<Process_File>TestMaster_2022-01-10_041941692_241603.xml</Process_File>
<Client>TestMaster</Client>
<Client_Master_Acct>I0000000</Client_Master_Acct>
</Execution>
<Applications>
<Application External_ID="TesterID" Status="Success">
<Customer>Test Tester</Customer>
<Users>
<User external_id="551194199" user_id="76844368" password="tester123">johnsmith123</User>
</Users>
<Accounts>
<Account external_id="551194199" status="N">U0000001</Account>
</Accounts>
<Entities>
<Entity external_id="tester123">123123123</Entity>
</Entities>
<Documents>
<Document Form_Number="3024" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form3024.pdf" Status="Accepted" />
<Document Form_Number="3044" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form3044.pdf" Status="Accepted" />
<Document Form_Number="3070" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form3070.pdf" Status="Accepted" />
<Document Form_Number="3071" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form3071.pdf" Status="Accepted" />
<Document Form_Number="3074" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form3074.pdf" Status="Accepted" />
<Document Form_Number="3076" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form3076.pdf" Status="Accepted" />
<Document Form_Number="3081" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form3081.pdf" Status="Accepted" />
<Document Form_Number="3089" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form3089.pdf" Status="Accepted" />
<Document Form_Number="3094" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form3094.pdf" Status="Accepted" />
<Document Form_Number="3230" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form3230.pdf" Status="Accepted" />
<Document Form_Number="4003" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form4003.pdf" Status="Accepted" />
<Document Form_Number="4016" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form4016.pdf" Status="Accepted" />
<Document Form_Number="4070" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form4070.pdf" Status="Accepted" />
<Document Form_Number="4155" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form4155.pdf" Status="Accepted" />
<Document Form_Number="4208" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form4208.pdf" Status="Accepted" />
<Document Form_Number="4212" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form4212.pdf" Status="Accepted" />
<Document Form_Number="4304" File_Name="/home/users/aces/eca_ws/20220110/TestMaster/DocStore/Form4304.pdf" Status="Accepted" />
</Documents>
<Pending_Tasks>
<Task Task_Number="487470992" Form_Number="4291" Form_Name="Additional Account Questionnaire" Action="to complete" Is_Required_For_Approval="false" Is_Required_For_Trading="false" Is_Online_Task="true" />
</Pending_Tasks>
</Application>
</Applications>
</Process>

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<?xml version="1.0" encoding="UTF-8"?>
<Process>
<Execution ECA_XML_Schema_Version="2.4.1">
<Execution_Date>2017/02/23 10:16:58</Execution_Date>
<Process_File>Broker</Process_File>
<Client>TestMaster</Client>
<Client_Master_Acct>I00000001</Client_Master_Acct>
</Execution>
<Applications>
<Application External_ID="TEST1234" Status="Error">
<Customer>TEST TESTER</Customer>
<Error>Customer TEST1234 - Invalid Mobile Number - 1234567890</Error>
</Application>
</Applications></Process>